SEC Form 4 · accession 0001683168-17-001464
APPLIED OPTOELECTRONICS, INC. · AAOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chewei Lin
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | May 30, 2017 | A | 2,315 | $71.2372 | D | 51,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award, which were effected pursuant to a Rule 10b5-1 trading plan incorporated within such grant award.