SEC Form 4 · accession 0001019687-16-006529
APPLIED OPTOELECTRONICS, INC. · AAOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Yeh
Director
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | May 27, 2016 | P | 6,000 | $10.13 | A | 107,820 | D | |
| Common Stock, $.001 par valueF1 | May 27, 2016 | P | 4,000 | $10.17 | A | 111,820 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F117,664 shares are jointly held as community property under the name of the reporting person's spouse.