SEC Form 4/A · accession 0001019687-16-006244
APPLIED OPTOELECTRONICS, INC. · AAOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stefan J. Murry
Officer — Chief Financial Officer
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | May 11, 2016 | M | 1,000 | $6.00 | A | 40,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In the original Form 4, dated May 12, 2016, the securities were incorrectly described as "disposed".