SEC Form 4 · accession 0001019687-15-002943
APPLIED OPTOELECTRONICS, INC. · AAOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Black
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001158114
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | Jul 31, 2015 | A | 2,827 | $0.00 | A | 34,981 | D | |
| Common Stock, $.001 par valueF1 | holding | — | — | — | 8,162 | I | By Trust for Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.