SEC Form 4 · accession 0001213900-15-006590
SITO MOBILE, LTD. · SITO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Beatty
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 27, 2015 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2015 | P | 281 | $3.389 | A | 19,965 | D | |
| Common Stock | Aug 25, 2015 | P | 534 | $3.50 | A | 19,965 | D | |
| Common StockF2 | Aug 26, 2015 | P | 19,150 | $3.779 | A | 19,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $3.82 | holding | — | — | — | Sep 9, 2014 | Sep 9, 2019 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $3.38 to $3.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $3.75 to $3.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.