SEC Form 4 · accession 0001192482-18-000156
SITO MOBILE, LTD. · SITO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Bornstein
Director
Period of report
Nov 16, 2017
Accepted (ET)
Apr 13, 2018 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | P | 500 | $8.05 | A | 500 | I | By Son |
| Common Stock | Nov 16, 2017 | P | 500 | $8.05 | A | 500 | I | By Son |
| Common Stock | Nov 16, 2017 | P | 10,000 | $8.05 | A | 28,564 | D | |
| Common StockF1 | Nov 17, 2017 | P | 10,000 | $8.16 | A | 38,564 | D | |
| Common StockF2 | Nov 22, 2017 | P | 6,000 | $7.75 | A | 44,564 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.08 to $8.20, inclusive. The reporting person undertakes to provide to SITO Mobile, Ltd. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.72 to $7.77, inclusive.