SEC Form 5 · accession 0001667731-18-000041
ENCANA CORP · ECA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Gordon Shaw
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157806
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights (Deferred Share Unit)F2,F1 | — | Mar 31, 2017 | A | 732 | A | — | — | Common Shares | 732 | 59,463 | D |
| Rights (Deferred Share Unit)F3,F1 | — | Jun 30, 2017 | A | 988 | A | — | — | Common Shares | 988 | 60,555 | D |
| Rights (Deferred Share Unit)F4,F1 | — | Sep 29, 2017 | A | 770 | A | — | — | Common Shares | 770 | 61,400 | D |
| Rights (Deferred Share Unit)F5,F1 | — | Dec 29, 2017 | A | 672 | A | — | — | Common Shares | 672 | 62,143 | D |
Explanation of responses
- F1Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one common share of Encana Corporation, were granted in lieu of a cash retainer and attracts dividend equivalent DSUs. DSUs are held until termination of employment.
- F2The DSUs were awarded at a price of CAD$15.36 per DSU. The price has been converted to U.S. dollars using the Bank of Canada exchange rate on the transaction date.
- F3The DSUs were awarded at a price of CAD$11.39 per DSU. The price has been converted to U.S. dollars using the Bank of Canada exchange rate on the transaction date.
- F4The DSUs were awarded at a price of CAD$14.61 per DSU. The price has been converted to U.S. dollars using the Bank of Canada exchange rate on the transaction date.
- F5The DSUs were awarded at a price of CAD$16.75 per DSU. The price has been converted to U.S. dollars using the Bank of Canada exchange rate on the transaction date.