SEC Form 4 · accession 0001123292-19-000116
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guida R Sajdak
Officer — EVP & Chief Financial Officer
Period of report
Jan 3, 2019
Accepted (ET)
Jan 8, 2019 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | F | 412 | $10.04 | D | 6,228 | D | |
| Common Stock | holding | — | — | — | 2,096 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,713 | I | By ESOP | |
| Common Stock | holding | — | — | — | 485 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $6.82 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 36,375 | 36,375 | D |
| Stock Options | $5.81 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2021 | Common Stock | 7,275 | 7,275 | D |
| Stock Options | $5.86 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 14,550 | 14,550 | D |
| Stock Options | $5.12 | holding | — | — | — | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 7,275 | 7,275 | D |