SEC Form 4 · accession 0001123292-17-001440
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guida R Sajdak
Officer — EVP & Chief Financial Officer
Period of report
Sep 18, 2017
Accepted (ET)
Sep 22, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Sep 18, 2017 | I | 30,968 | $10.14 | D | 1,630 | I | By 401(k) |
| Common Stock, par value $.01 per shareF2 | holding | — | — | — | 4,809 | D | ||
| Common Stock, par value $.01 per share | holding | — | — | — | 305 | I | By ESOP | |
| Common Stock, par value $.01 per share | holding | — | — | — | 485 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $6.82 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 36,375 | 36,375 | D |
| Stock Options | $5.81 | holding | — | — | — | Feb 3, 2012 | Feb 3, 2021 | Common Stock | 7,275 | 7,275 | D |
| Stock Options | $5.86 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 14,550 | 14,550 | D |
| Stock Options | $5.12 | holding | — | — | — | Dec 10, 2010 | Dec 10, 2019 | Common Stock | 7,275 | 7,275 | D |
Explanation of responses
- F1The reporting person rebalanced her 401(k) account, which resulted in a disposition of shares.
- F2The reporting person's previous filing inadvertantly mischaracterized shares held by her 401(k) as being held directly.