SEC Form 4 · accession 0001123292-17-001125
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wagner
Officer — Chief Business Dev Officer · Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 10:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 106,968 | $5.89 | A | 341,900 | D | |
| Common Stock | Jun 8, 2017 | S | 106,968 | $10.2003 | D | 234,932 | D | |
| Common Stock | Jun 9, 2017 | M | 55,395 | $5.89 | A | 290,327 | D | |
| Common Stock | Jun 9, 2017 | S | 55,395 | $10.2282 | D | 234,932 | D | |
| Common Stock | holding | — | — | — | 18,641 | I | By IRA | |
| Common Stock | holding | — | — | — | 242 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 41,215 | I | By SERP | |
| Common Stock | holding | — | — | — | 36,941 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,382 | I | By Daughter 1 | |
| Common Stock | holding | — | — | — | 1,430 | I | By Daughter 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.89 | Jun 8, 2017 | M | 106,968 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 106,968 | 55,395 | D |
| Stock Options | $5.89 | Jun 9, 2017 | M | 55,395 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 55,395 | 0 | D |
| Stock Options | $5.86 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 48,500 | 48,500 | D |
| Stock Options | $6.82 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 72,750 | 72,750 | D |