SEC Form 4 · accession 0001123292-17-000487
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wagner
Officer — Chief Business Dev Officer · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 114,839 | $5.89 | A | 250,980 | D | |
| Common Stock | Feb 22, 2017 | S | 30,000 | $9.6509 | D | 220,980 | D | |
| Common Stock | Feb 23, 2017 | M | 21,855 | $5.89 | A | 242,835 | D | |
| Common Stock | Feb 23, 2017 | S | 21,855 | $9.7017 | D | 220,980 | D | |
| Common Stock | Feb 24, 2017 | M | 25,670 | $5.89 | A | 246,650 | D | |
| Common Stock | Feb 24, 2017 | S | 25,670 | $9.70 | D | 220,980 | D | |
| Common Stock | holding | — | — | — | 18,641 | I | By IRA | |
| Common Stock | holding | — | — | — | 242 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 41,215 | I | By SERP | |
| Common Stock | holding | — | — | — | 35,746 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,382 | I | By Daughter 1 | |
| Common Stock | holding | — | — | — | 1,430 | I | By Daughter 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.89 | Feb 22, 2017 | M | 114,839 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 114,839 | 209,887 | D |
| Stock Options | $5.89 | Feb 23, 2017 | M | 21,855 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 21,855 | 188,032 | D |
| Stock Options | $5.89 | Feb 23, 2017 | M | 25,670 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 25,670 | 162,362 | D |
| Stock Options | $5.86 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 48,500 | 48,500 | D |
| Stock Options | $6.82 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 72,750 | 72,750 | D |