SEC Form 4/A · accession 0001123292-17-000441
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cidalia Inacio
Officer — SVP, Retail Banking/Operations
Period of report
Feb 13, 2017
Accepted (ET)
Feb 17, 2017 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 7,575 | $6.82 | A | 15,102 | D | |
| Common Stock | Feb 13, 2017 | S | 7,575 | $9.8099 | D | 7,527 | D | |
| Common Stock | Feb 14, 2017 | M | 300 | $6.82 | A | 7,827 | D | |
| Common Stock | Feb 14, 2017 | S | 300 | $9.80 | D | 7,527 | D | |
| Common Stock | holding | — | — | — | 6,096 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $6.82 | Feb 13, 2017 | M | 7,575 | D | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 16,975 | 9,400 | D |
| Stock Options | $6.82 | Feb 14, 2017 | M | 300 | D | Jan 22, 2014 | Jan 22, 2023 | Common Stock | 9,400 | 9,100 | D |
| Stock Optiond | $5.86 | holding | — | — | — | Jan 25, 2013 | Jan 25, 2022 | Common Stock | 12,125 | 12,125 | D |