SEC Form 4 · accession 0001123292-16-003093
Western New England Bancorp, Inc. · WNEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darlene M Libiszewski
Officer — SVP, Chief Information Officer
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | M | 15,887 | $5.89 | A | 26,923 | D | |
| Common Stock | Dec 19, 2016 | S | 15,887 | $9.1109 | D | 11,036 | D | |
| Common Stock | Dec 20, 2016 | M | 20,488 | $5.89 | A | 31,524 | D | |
| Common Stock | Dec 20, 2016 | S | 20,488 | $9.1127 | D | 11,036 | D | |
| Common Stock | holding | — | — | — | 970 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.89 | Dec 19, 2016 | M | 15,887 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 36,375 | 20,488 | D |
| Stock Options | $5.89 | Dec 20, 2016 | M | 20,488 | D | Jul 26, 2008 | Jul 26, 2017 | Common Stock | 20,488 | 0 | D |