SEC Form 4 · accession 0001181431-15-008671
Vitae Pharmaceuticals, Inc · VTAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M James Barrett
10% Owner
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2015 | J | 825,000 | $0.00 | D | 1,786,564 | I | See Note 2 |
| Common StockF4 | Jul 1, 2015 | J | 8,250 | $0.00 | A | 8,250 | I | See Note 4 |
| Common StockF4 | Jul 1, 2015 | I | 8,250 | $0.00 | D | 0 | I | See Note 4 |
| Common StockF7 | Jul 1, 2015 | J | 1,134 | $0.00 | A | 1,134 | I | See Note 7 |
| Common Stock | Jul 1, 2015 | J | 464 | $0.00 | A | 464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New Enterprise Associates 10, Limited Partnership ("NEA 10") made a pro rata distribution for no consideration of an aggregate of 825,000 shares of Common Stock of the Issuer to its general partner and its limited partners on July 1, 2015.
- F2The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), which is the sole general partner of NEA 10, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Common Stock of the Issuer held by NEA 10 in which the Reporting Person has no pecuniary interest.
- F3NEA Partners 10 received 8,250 shares of Common Stock of the Issuer in the distribution by NEA 10 on July 1, 2015.
- F4The Reporting Person is a general partner of NEA Partners 10 which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Common Stock of the Issuer held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.
- F5NEA Partners 10 made a pro rata distribution for no consideration of an aggregate of 8,250 shares of Common Stock of the Issuer to its limited partners on July 1, 2015.
- F6New Enterprise Associates, LLC ("NEA LLC") received 1,134 shares of Common Stock of the Issuer in the distribution by NEA Partners 10 on July 1, 2015.
- F7The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of Common Stock of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
- F8M. James Barrett and April Barrett received 464 shares of Common Stock of the Issuer in the distribution by NEA Partners 10 on July 1, 2015.