SEC Form 4 · accession 0001181431-15-008668
Vitae Pharmaceuticals, Inc · VTAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
NEA PARTNERS 10 L P
10% Owner
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2015 | J | 825,000 | $0.00 | D | 1,786,564 | I | See Note 2 |
| Common StockF4 | Jul 1, 2015 | J | 8,250 | $0.00 | A | 8,250 | D | |
| Common StockF4 | Jul 1, 2015 | J | 8,250 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New Enterprise Associates 10, Limited Partnership ("NEA 10") made a pro rata distribution for no consideration of an aggregate of 825,000 shares of Common Stock of the Issuer to its general partner and its limited partners on July 1, 2015.
- F2The shares of Common Stock of the Issuer are directly held by NEA 10 and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and the individual general partners, together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are M. James Barrett, Peter J. Barris and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA 10 in which the Indirect Reporting Persons have no pecuniary interest.
- F3NEA Partners 10 received 8,250 shares of Common Stock of the Issuer in the distribution by NEA 10 on July 1, 2015.
- F4The shares are directly held by NEA Partners 10 and indirectly held by the individual general partners of NEA Partners 10 (the "NEA Partners 10 Indirect Reporting Persons"). The NEA Partners 10 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA Partners 10 in which the NEA Partners 10 Indirect Reporting Persons have no pecuniary interest.
- F5NEA Partners 10 made a pro rata distribution for no consideration of an aggregate of 8,250 shares of Common Stock of the Issuer to its limited partners on July 1, 2015.