SEC Form 4 · accession 0001104659-15-086908
Vitae Pharmaceuticals, Inc · VTAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey S. Hatfield
Officer — Chief Executive Officer · Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | M | 5,584 | $3.45 | A | 272,944 | D | |
| Common Stock | Dec 23, 2015 | M | 16,940 | $3.45 | A | 289,884 | D | |
| Common Stock | Dec 23, 2015 | S | 22,524 | $17.00 | D | 267,360 | D | |
| Common Stock | Dec 28, 2015 | M | 26,537 | $3.45 | A | 293,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $3.45 | Dec 23, 2015 | M | 5,584 | D | — | Mar 28, 2016 | Common Stock | 5,584 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $3.45 | Dec 23, 2015 | M | 16,940 | D | — | Mar 28, 2016 | Common Stock | 16,940 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $3.45 | Dec 28, 2015 | M | 26,537 | D | — | Mar 28, 2016 | Common Stock | 26,537 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2015.
- F2The option vested in substantially equal installments over 12 months of service following February 15, 2006.
- F38,788 of the option shares vested on March 29, 2007, with the remaining option shares vesting in equal monthly installments over 9 months of service thereafter.
- F42,080 of the option shares vested on March 29, 2007, with the remaining option shares vesting in substantially equal monthly installments over 27 months of service following December 30, 2007.