SEC Form 4 · accession 0001104659-15-079666
Vitae Pharmaceuticals, Inc · VTAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard Gregg
Officer — Chief Science Officer
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 65,089 | $3.91 | A | 65,089 | D | |
| Common Stock | Nov 13, 2015 | M | 13,695 | $3.91 | A | 78,784 | D | |
| Common Stock | Nov 13, 2015 | M | 6,773 | $6.90 | A | 85,557 | D | |
| Common Stock | Nov 16, 2015 | M | 15,000 | $3.91 | A | 100,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.91 | Nov 13, 2015 | M | 65,089 | D | — | Mar 25, 2018 | Common Stock | 65,089 | 102,301 | D |
| Employee Stock Option (Right to Buy)F2 | $3.91 | Nov 13, 2015 | M | 13,695 | D | — | Jan 20, 2019 | Common Stock | 13,695 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $6.90 | Nov 13, 2015 | M | 6,773 | D | — | Mar 23, 2020 | Common Stock | 6,773 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $3.91 | Nov 16, 2015 | M | 15,000 | D | — | Mar 25, 2018 | Common Stock | 15,000 | 87,301 | D |
Explanation of responses
- F1This option vested over four years of service following February 25, 2008, with 25% vesting upon completion of one year of service and in 36 equal monthly installments thereafter.
- F2This option vested in equal monthly installments over 12 months of service following March 15, 2009.
- F3This option vested in equal monthly installments over 12 months of service following March 15, 2010.