SEC Form 4 · accession 0001104659-15-023109
Vitae Pharmaceuticals, Inc · VTAE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
PROSPECT VENTURE PARTNERS II LP
10% Owner
PROSPECT VENTURE PARTNERS LP
10% Owner
PROSPECT MANAGEMENT CO LLC
10% Owner
PROSPECT MANAGEMENT CO II LLC
10% Owner
Russell C Hirsch
10% Owner
David Schnell
10% Owner
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 24, 2015 | J | 900,383 | $0.00 | D | 1,672,140 | I | See Footnote |
| Common StockF4,F5 | Mar 24, 2015 | J | 20,357 | $0.00 | A | 32,584 | I | See Footnote |
| Common StockF7,F8 | Mar 24, 2015 | J | 20,357 | $0.00 | A | 28,237 | I | See Footnote |
| Common StockF9 | holding | — | — | — | 395,799 | I | See Footnote | |
| Common StockF10,F11 | holding | — | — | — | 0 | I | See Footnote | |
| Common StockF12,F13 | holding | — | — | — | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata distribution without additional consideration by Prospect Venture Partners II, L.P. ("PVP II").
- F10The shares previously reported as held by PVP, as Nominee are now being held directly in each of the Beneficial Owners' names.
- F11The reportable securities are owned by PVP, as Nominee. PMC is the general partner of PVP. Schnell is the managing member of PMC. Each of PMC and Schnell disclaim beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- F12The shares previously reported as held by PVP II, as Nominee are now being held directly in each of the Beneficial Owners' names.
- F13The reportable securities are owned by PVP II, as Nominee. PMC II is the general partner of PVP II. Hirsch and Schnell are the managing members of PMC II. Each of PMC II, Hirsch and Schnell disclaim beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- F2The reportable securities are owned by PVP II. Prospect Management Co. II, L.L.C. ("PMC II") is the general partner of PVP II. Russell Hirsch ("Hirsch") and David Schnell ("Schnell") are the managing members of PMC II. Each of PMC II, Hirsch and Schnell disclaim beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- F3Acquisition by The Hirsch Living Trust Dated 9/22/2000 ("Hirsch Trust") pursuant to a pro rata distribution without additional consideration by PVP II.
- F4Includes 4,347 shares previously held through Prospect Venture Partner, L.P. ("PVP"), as Nominee and 7,880 shares previously held through PVP II, as Nominee that are now held directly by Hirsch Trust.
- F5The reportable securities are owned directly by Hirsch Trust. Hirsch is a trustee of Hirsch Trust.
- F6Acquisition by David Schnell, Trust 2000 U/L DTD May 26, 2000 ("Schnell Trust") pursuant to a pro rata distribution without additional consideration by PVP II.
- F7Includes 7,880 shares previously held through PVP II, as Nominee that are now held directly by Schnell Trust.
- F8The reportable securities are owned directly by Schnell Trust. Schnell is a trustee of Schnell Trust.
- F9The reportable securities are owned by PVP. Prospect Management Co., L.L.C. ("PMC") is the general partner of PVP. Schnell is the managing member of PMC. Each of PMC and Schnell disclaim beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.