SEC Form 4 · accession 0000919574-15-007149
MADRIGAL PHARMACEUTICALS, INC. · MDGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Kovner
Director · 10% Owner
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Sep 30, 2015 | J | 120,854 | — | A | 15,399,464 | I | By KFO Holdings LLC |
| Common StockF1 | Sep 30, 2015 | J | 120,854 | — | D | 0 | I | By Kovner 2012-D Synta Investment Trust |
| Common StockF2 | Sep 30, 2015 | J | 4,000,000 | — | A | 4,000,000 | I | By Kovner 2015-A Investment Trust |
| Common StockF2,F3 | Sep 30, 2015 | J | 4,000,000 | — | D | 11,399,464 | I | By KFO Holdings LLC |
| Common Stock | holding | — | — | — | 3,092,677 | D | ||
| Common StockF4 | holding | — | — | — | 2,279,146 | I | By Wife | |
| Common StockF5 | holding | — | — | — | 5,460,000 | I | By OB Select Opportunities, LLC | |
| Common StockF6 | holding | — | — | — | 7,761,716 | I | By CxSynta LLC | |
| Common Stock | holding | — | — | — | 3,100,000 | I | By Kovner 2012 Family Trust B |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the transfer of 120,854 shares from the Kovner 2012-D Synta Investment Trust to KFO Holdings LLC.
- F2Reflects the transfer of 4,000,000 shares from KFO Holdings LLC to the Kovner 2015-A Investment Trust.
- F3These shares are owned directly by KFO Holdings LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of KFO Holdings LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4These securities are owned by the wife of the Reporting Person.
- F5These shares are owned directly by OB Select Opportunities, LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the manager of OB Select Opportunities, LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F6These shares are owned directly by CxSynta LLC and indirectly by the Reporting Person as chairman and sole shareholder of Caxton Corporation, the managing member of CxSynta LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.