SEC Form 4/A · accession 0001209191-16-114053
ADVISORY BOARD CO · ABCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cormac F Miller
Officer — Chief Product Officer
Period of report
Mar 14, 2016
Accepted (ET)
Apr 12, 2016 · 9:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2016 | M | 269 | $0.00 | A | 2,936 | I | By Spouse |
| Common StockF1 | Mar 14, 2016 | F | 104 | $29.02 | D | 2,832 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 14, 2016 | M | 269 | D | — | — | Common Stock | 269 | 538 | I |
Explanation of responses
- F1The original Form 4 reporting this transaction reported a sale of shares by the reporting person, but incorrectly excluded an update in the securities beneficially owned by the reporting person's spouse. The securities beneficially owned by the reporting person's spouse have been updated in this amended Form 4.
- F2Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
- F3The RSUs vest in four equal installments on April 14, 2015; March 14, 2016; March 14, 2017; and March 14, 2018, unless deferred. Upon vesting, each RSU is settled by the delivery of the underlying shares of common stock or payment of the current cash value of the vested shares, at the discretion of the Company.