SEC Form 4 · accession 0001209191-15-081305
ADVISORY BOARD CO · ABCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Schwartz
Officer — President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 10,000 | $16.58 | A | 23,902 | D | |
| Common Stock | Nov 17, 2015 | M | 4,372 | $9.26 | A | 28,274 | D | |
| Common StockF2 | Nov 17, 2015 | S | 10,972 | $52.46 | D | 17,302 | D | |
| Common StockF3 | Nov 17, 2015 | S | 4,300 | $53.25 | D | 13,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2These shares were sold in multiple transactions at prices ranging from $51.97 to $52.95. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range at which the transaction was effected.
- F3These shares were sold in multiple transactions at prices ranging from $53.00 to $53.51. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range at which the transaction was effected.