SEC Form 4 · accession 0001209191-15-060389
ADVISORY BOARD CO · ABCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Schwartz
Officer — President
Period of report
Jul 8, 2015
Accepted (ET)
Jul 10, 2015 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001157377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2015 | M | 3,372 | $24.23 | A | 19,274 | D | |
| Common StockF2 | Jul 8, 2015 | S | 3,372 | $54.16 | D | 15,902 | D | |
| Common Stock | Jul 8, 2015 | M | 628 | $9.26 | A | 16,530 | D | |
| Common StockF3 | Jul 8, 2015 | S | 628 | $54.44 | D | 15,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $9.26 | Jul 8, 2015 | M | 628 | D | Apr 17, 2013 | Apr 17, 2016 | Common Stock | 628 | 4,372 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2These shares were sold in multiple transactions at prices ranging from $54.00 to $54.62. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range at which the transaction was effected.
- F3These shares were sold in multiple transactions at prices ranging from $54.34 to $54.62. The price reported in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range at which the transaction was effected.