SEC Form 4 · accession 0001216337-17-000004
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Emerson
Officer — Senior VP, CFO & Treasurer
Period of report
Mar 14, 2017
Accepted (ET)
Mar 22, 2017 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Mar 14, 2017 | A | 4,200 | $0.00 | A | 4,200 | D | |
| Common Stock, par value $.01F2 | Mar 22, 2017 | F | 1,110 | $14.90 | D | 3,090 | D | |
| Common Stock, par value $.01 | holding | — | — | — | 9,575 | I | By The Emerson Family Trust Dated June 3, 2009 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F14,200 shares of restricted stock were granted to the reporting person which vest in four equal annual installments, commencing on March 14, 2018. The date of the grant was March 14, 2017. The execution date of the award agreement relating to the grant is the deemed execution date reported herein.
- F2This disposition is the result of shares being withheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person.