SEC Form 4 · accession 0001216337-16-000111
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Donatiello Jr.
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Nov 28, 2016 | M | 2,500 | $14.66 | A | 2,500 | I | By the Nicholas Donatiello, Jr. Trust dated April 22, 2011 |
| Common Stock, par value $.01 | Nov 28, 2016 | S | 2,500 | $19.63 | D | 0 | I | By the Nicholas Donatiello, Jr. Trust dated April 22, 2011 |
| Common Stock, par value $.01 | holding | — | — | — | 8,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $14.66 | Nov 28, 2016 | M | 2,500 | D | — | Jun 12, 2025 | Common Stock, par value $.01 | 2,500 | 7,500 | I |
Explanation of responses
- F1These options were granted on June 12, 2015, and vest or vested in four equal annual installments, with the final vesting date being June 12, 2019.