SEC Form 4 · accession 0001216337-16-000110
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandra N Bane
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 22, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Nov 22, 2016 | M | 3,000 | $8.03 | A | 34,297 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | M | 3,000 | $13.17 | A | 37,297 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | M | 3,000 | $13.00 | A | 40,297 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | M | 3,000 | $8.26 | A | 43,297 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | M | 3,000 | $6.33 | A | 46,297 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | M | 1,500 | $11.93 | A | 47,797 | D | |
| Common Stock, par value $.01 | Nov 22, 2016 | S | 16,500 | $19.55 | D | 31,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.03 | Nov 22, 2016 | M | 3,000 | D | — | Jun 18, 2018 | Common Stock, par value $.01 | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $13.17 | Nov 22, 2016 | M | 3,000 | D | — | Jun 9, 2019 | Common Stock, par value $.01 | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F3 | $13.00 | Nov 22, 2016 | M | 3,000 | D | — | Jun 9, 2020 | Common Stock, par value $.01 | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F4 | $8.26 | Nov 22, 2016 | M | 3,000 | D | — | Jun 14, 2021 | Common Stock, par value $.01 | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F5 | $6.33 | Nov 22, 2016 | M | 3,000 | D | — | Jun 12, 2022 | Common Stock, par value $.01 | 3,000 | 0 | D |
| Employee Stock Option (right to buy)F6 | $11.93 | Nov 22, 2016 | M | 1,500 | D | — | Jun 5, 2024 | Common Stock, par value $.01 | 1,500 | 1,500 | D |
Explanation of responses
- F1These options were granted on June 18, 2008, and vested in four equal installments, with the final vesting date being June 18, 2012.
- F2These options were granted on June 9, 2009, and vested in four equal installments, with the final vesting date being June 9, 2013.
- F3These options were granted on June 9, 2010, and vested in four equal installments, with the final vesting date being June 9, 2014.
- F4These options were granted on June 14, 2011, and vested in four equal installments, with the final vesting date being June 14, 2015.
- F5These options were granted on June 12, 2012, and vested in four equal installments, with the final vesting date being June 12, 2016.
- F6These options were granted on June 5, 2014, and vest or vested in four equal installments, with the final vesting date being June 5, 2018.