SEC Form 4 · accession 0001216337-16-000106
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Marrone
Officer — Senior VP, Store Operations
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Nov 14, 2016 | M | 6,000 | $8.95 | A | 12,425 | D | |
| Common Stock, par value $.01 | Nov 14, 2016 | S | 6,000 | $19.82 | D | 6,425 | D | |
| Common Stock, par value $.01 | holding | — | — | — | 26,501 | I | By the Michael P. Marrone Living Trust dated September 30, 2004 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.95 | Nov 14, 2016 | M | 6,000 | D | — | Mar 3, 2018 | Common Stock, par value $.01 | 6,000 | 0 | D |
Explanation of responses
- F1These options were granted on March 3, 2008, and vested in four equal annual installments, with the final vesting date being March 3, 2012.