SEC Form 4 · accession 0001216337-16-000099

BIG 5 SPORTING GOODS Corp · BGFV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President and CEO · Director

Period of report

Nov 4, 2016

Accepted (ET)

Nov 7, 2016 · 6:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001156388

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01	Nov 4, 2016	M	15,000	$8.95	A	78,573	D
Common Stock, par value $.01	Nov 4, 2016	M	15,000	$4.82	A	93,573	D
Common Stock, par value $.01^F1	Nov 4, 2016	S	30,000	$17.63	D	63,573	D
Common Stock, par value $.01	holding	—	—		—	741,885	I	By the Steven G. Miller and Jacquelyne G. Miller Trust dated September 13, 1990

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$8.95	Nov 4, 2016	M	15,000	D	—	Mar 3, 2018	Common Stock, par value $.01	15,000	0	D
Employee Stock Option (right to buy)^F3	$4.82	Nov 4, 2016	M	15,000	D	—	Mar 2, 2019	Common Stock, par value $.01	15,000	0	D

F1Represents the weighted average sale price for multiple transactions at prices ranging from $17.55 to $17.725 per share. The undersigned undertakes to provide, upon request,by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2These options were granted on March 3, 2008, and vested in four equal annual installments, with the final vesting date being March 3, 2012.
F3These options were granted on March 2, 2009, and vested in four equal annual installments, with the final vesting date being March 2, 2013.