SEC Form 4 · accession 0001216337-16-000096
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boyd O Clark
Officer — Senior VP, Buying
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Nov 3, 2016 | M | 15,000 | $7.63 | A | 59,863 | D | |
| Common Stock, par value $.01 | Nov 3, 2016 | S | 15,000 | $17.00 | D | 44,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $7.63 | Nov 3, 2016 | M | 15,000 | D | — | Aug 4, 2021 | Common Stock, par value $.01 | 15,000 | 0 | D |
Explanation of responses
- F1These options were granted on August 4, 2011, and vested in four equal installments, with the final vesting date being August 4, 2015.