SEC Form 4 · accession 0001216337-16-000095
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Emerson
Officer — Senior VP, CFO & Treasurer
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Nov 3, 2016 | M | 4,011 | $4.82 | A | 27,701 | I | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, par value $.01 | Nov 3, 2016 | S | 4,011 | $17.25 | D | 23,690 | I | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, par value $.01 | Nov 4, 2016 | S | 5,000 | $17.65 | D | 18,690 | I | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, par value $.01 | Nov 7, 2016 | S | 5,000 | $18.05 | D | 13,690 | I | By The Emerson Family Trust Dated June 3, 2009 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $4.82 | Nov 3, 2016 | M | 4,011 | D | — | Mar 2, 2019 | Common Stock, par value $,01 | 4,011 | 0 | I |
Explanation of responses
- F1These options were granted on March 2, 2009, and vested in four equal installments, with the final vesting date being March 2, 2013.