SEC Form 4/A · accession 0001216337-16-000056
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry Emerson
Officer — Senior VP, CFO & Treasurer
Period of report
Mar 23, 2016
Accepted (ET)
Mar 23, 2016 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1,F2 | Mar 23, 2016 | F | 1,129 | $11.41 | D | 2,271 | D | |
| Common Stock, par value $.01F2 | holding | — | — | — | 21,419 | I | By The Emerson Family Trust Dated June 3, 2009 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This disposition is the result of shares being withheld in order to cover tax withholding obligations in connection with the vesting of restricted stock previously granted and reported by the reporting person.
- F2The amendment corrects (i) the amount of securities beneficially owned directly and (ii) the amount of securities benefically owned indirectly following the transaction. These amounts were in error due to the withheld shares having been incorrectly deducted from the indirectly owned securities instead of the directly owned securities. The total amount of securities beneficially owned following the reported transaction is correct and remains unchanged.