SEC Form 4 · accession 0001105087-16-000015
BIG 5 SPORTING GOODS Corp · BGFV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
STADIUM CAPITAL MANAGEMENT LLC
Director · 10% Owner
Bradley R Kent
10% Owner
Alexander M Seaver
10% Owner
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156388
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2016 | S | 113,000 | $17.3662 | D | 2,467,295 | I | See Footnote |
| Common StockF1 | Nov 4, 2016 | S | 83,170 | $17.6029 | D | 2,384,125 | I | See Footnote |
| Common StockF1 | Nov 7, 2016 | S | 65,316 | $18.4608 | D | 2,318,809 | I | See Footnote |
| Common StockF1 | Nov 7, 2016 | S | 10,000 | $18.40 | D | 2,308,809 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting persons include Stadium Capital Management GP, L.P., ("SCM-GP"). The reporting persons disclaim membership in a group with any other person within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act. These securities are owned by investment limited partnerships, of which SCM-GP is the general partner. Stadium Capital Management, LLC ("SCM") is the general partner of SCM-GP and the investment adviser to the investment limited partnerships. Mr. Seaver and Mr. Kent are the Managers of SCM. Each reporting person has only a pro rata interest in the securities with respect to which indirect beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of such reporting person's pecuniary Interest.