SEC Form 4/A · accession 0001156375-19-000006
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael A Spencer
Director
Period of report
Nov 2, 2018
Accepted (ET)
Feb 14, 2019 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Nov 2, 2018 | A | 217,385 | $0.00 | A | 217,385 | D | |
| Common Stock Class AF1 | Nov 2, 2018 | A | 2,790,545 | $0.00 | A | 2,790,545 | I | By Firm |
| Common Stock Class AF1 | Nov 2, 2018 | A | 2,353 | $0.00 | A | 2,353 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. This Form 4A is being filed to correctly reflect the beneficial ownership of shares held directly and indirectly by Mr. Spencer, which the original Form 4 misstated.