SEC Form 4 · accession 0001156375-18-000135
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Chairman and CEO · Director
Period of report
Nov 23, 2018
Accepted (ET)
Nov 27, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Nov 23, 2018 | S | 10,000 | $188.80 | D | 95,652 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 23, 2018, Mr. Duffy sold an aggregate of 10,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $188.76 to $188.98. The Company maintains a record of the transactions and copies will be provided upon request.