SEC Form 4 · accession 0001156375-18-000100
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Sep 14, 2018 | A | 4,116 | $0.00 | A | 51,061 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 433 | $173.15 | D | 50,628 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 590 | $173.15 | D | 50,038 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 544 | $173.15 | D | 49,494 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 514 | $173.15 | D | 48,980 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.