SEC Form 4 · accession 0001156375-18-000097
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilda Harris Piell
Officer — Sr MD & Chief HR Officer
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 14, 2018 | G | 1,235 | $0.00 | D | 30,764 | D | |
| Common Stock Class A | Sep 14, 2018 | A | 3,464 | $0.00 | A | 32,405 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 357 | $173.15 | D | 32,048 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 486 | $173.15 | D | 31,562 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 453 | $173.15 | D | 31,109 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 411 | $173.15 | D | 30,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities from the reporting person to her donor advised fund.
- F2Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.