SEC Form 4 · accession 0001156375-18-000096
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 1, 2018 | G | 408 | $0.00 | D | 38,312 | D | |
| Common Stock Class A | Sep 14, 2018 | A | 3,680 | $0.00 | A | 41,992 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 357 | $173.15 | D | 41,635 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 486 | $173.15 | D | 41,149 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 453 | $173.15 | D | 40,696 | D | |
| Common Stock Class AF2 | Sep 15, 2018 | F | 411 | $173.15 | D | 40,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities from the reporting person to a charitable organization.
- F2Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.