SEC Form 4 · accession 0001156375-18-000093
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Tully
Officer — Sr MD Global Hd Financial & OT
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Sep 14, 2018 | A | 3,900 | $0.00 | A | 38,833 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 404 | $173.15 | D | 38,429 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 702 | $173.15 | D | 37,727 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 606 | $173.15 | D | 37,121 | D | |
| Common Stock Class AF1 | Sep 15, 2018 | F | 293 | $173.15 | D | 36,828 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18.