SEC Form 4 · accession 0001156375-18-000075
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Pietrowicz
Officer — Sr MD Chief Financial Officer
Period of report
Jul 10, 2018
Accepted (ET)
Jul 11, 2018 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1,F2 | Jul 10, 2018 | S | 2,500 | $164.11 | D | 32,457 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- F2On July 10, 2018, Mr. Pietrowicz sold an aggregate of 2,500 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $163.32 to $163.62 and $164.02 to $164.66. The Company maintains a record of the transactions and copies will be provided upon request.