SEC Form 4 · accession 0001156375-18-000053
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | May 31, 2018 | M | 5,320 | $56.87 | A | 44,040 | D | |
| Common Stock Class A | May 31, 2018 | S | 5,320 | $164.7501 | D | 38,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $56.87 | May 31, 2018 | M | 5,320 | D | Sep 15, 2013 | Sep 15, 2019 | Common Stock Class A | 5,320 | 0 | D |
Explanation of responses
- F1As of September 15, 2013, this option vested with respect to 100% of the option.