SEC Form 5 · accession 0001156375-18-000014
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Sandner
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 8, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Feb 10, 2016 | G | 11,150 | $0.00 | D | 137,259 | D | |
| Common Stock Class B1 | holding | — | — | — | 3 | D | ||
| Common Stock Class B2 | holding | — | — | — | 2 | D | ||
| Common Stock Class B3 | holding | — | — | — | 4 | D | ||
| Common Stock Class B4 | holding | — | — | — | 1 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities from the reporting person to a charitable organization.