SEC Form 4 · accession 0001156375-18-000013
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Chairman and CEO · Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 6, 2018 | S | 20,000 | $151.66 | D | 99,239 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 6, 2018, Mr. Duffy sold an aggregate of 20,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $150.68 to $150.89; $151.00 to $151.69; and $154.00 to $154.01. The Company maintains a record of the transactions and copies will be provided upon request.