SEC Form 5 · accession 0001156375-18-000008
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Sammann
Officer — Sr MD Gl Hd Commodity & Option
Period of report
Dec 31, 2017
Accepted (ET)
Feb 6, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Dec 20, 2017 | G | 370 | $0.00 | D | 37,383 | D | |
| Common Stock Class A | Dec 21, 2017 | G | 185 | $0.00 | D | 37,198 | D | |
| Common Stock Class A | Dec 26, 2017 | J | 10,724 | $0.00 | D | 26,474 | D | |
| Common Stock Class A | Dec 27, 2017 | G | 12,540 | $0.00 | D | 13,934 | D | |
| Common Stock Class A | Dec 20, 2017 | G | 370 | $0.00 | A | 1,045 | I | by Children |
| Common Stock Class A | Dec 21, 2017 | G | 185 | $0.00 | A | 1,230 | I | by Children |
| Common Stock Class A | Dec 27, 2017 | G | 12,540 | $0.00 | A | 12,540 | I | by Spouse |
| Common Stock Class A | Dec 26, 2017 | J | 10,724 | $0.00 | A | 10,724 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.
- F2Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.
- F3This transaction represented a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.