SEC Form 4 · accession 0001156375-18-000001
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 2, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Dec 31, 2017 | F | 411 | $146.05 | D | 123,519 | D | |
| Common Stock Class AF1 | Dec 31, 2017 | F | 1,358 | $146.05 | D | 122,161 | D | |
| Common Stock Class AF1 | Dec 31, 2017 | F | 1,358 | $146.05 | D | 120,803 | D | |
| Common Stock Class AF1 | Dec 31, 2017 | F | 1,564 | $146.05 | D | 119,239 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/17.