SEC Form 4 · accession 0001156375-17-000095
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Sep 15, 2017
Accepted (ET)
Sep 19, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Sep 15, 2017 | A | 5,140 | $0.00 | A | 42,922 | D | |
| Common Stock Class AF1 | Sep 15, 2017 | F | 1,684 | $131.29 | D | 41,238 | D | |
| Common Stock Class AF2 | Sep 16, 2017 | F | 255 | $131.29 | D | 40,983 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17.
- F2Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17.