SEC Form 4 · accession 0001156375-17-000081
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence A Duffy
Officer — Chairman and CEO · Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 3, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Aug 2, 2017 | S | 21,815 | $123.89 | D | 110,711 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 2, 2017, Mr. Duffy sold an aggregate of 21,815 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $123.80 to $123.99 and $124.19 to $124.22. The Company maintains a record of the transactions and copies will be provided upon request.