SEC Form 4 · accession 0001156375-17-000061
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Shepard
Director
Period of report
Mar 12, 2012
Accepted (ET)
Jun 27, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Mar 12, 2012 | P | 375 | $54.25 | A | 55,714 | D | |
| Common Stock Class A | May 31, 2016 | P | 100 | $97.78 | A | 55,814 | D | |
| Common Stock Class A | Jun 26, 2017 | A | 1,294 | $0.00 | A | 57,108 | D | |
| Common Stock Class A | holding | — | — | — | 136,623 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This line item is added to report a delinquent transaction for the purchase of 75 shares on March 12, 2012, adjusted to an aggregate of 375 shares to reflect a 5 for 1 stock split.
- F2This line item is added to report a delinquent transaction for the purchase of 100 shares on May 31, 2016.
- F3Granted pursuant to the CME Group Director Stock Plan, as amended and restated.