SEC Form 4 · accession 0001156375-17-000056
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Cronin
Officer — Sr MD Gen Counsel & Corp Secr
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 14, 2017 | M | 6,625 | $83.88 | A | 38,174 | D | |
| Common Stock Class A | Jun 14, 2017 | S | 6,625 | $127.3469 | D | 31,549 | D | |
| Common Stock Class A | Jun 14, 2017 | M | 1,500 | $56.87 | A | 33,049 | D | |
| Common Stock Class A | Jun 14, 2017 | S | 1,500 | $127.3469 | D | 31,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $56.87 | Jun 14, 2017 | M | 1,500 | D | Sep 15, 2013 | Sep 15, 2019 | Common Stock Class A | 1,500 | 5,320 | D |
| Non-Qualified Stock Option (right to buy)F2 | $83.88 | Jun 14, 2017 | M | 6,625 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 6,625 | 0 | D |
Explanation of responses
- F1As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- F2As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.