SEC Form 4 · accession 0001156375-17-000055
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Winkler
Officer — Sr MD Chief Commercial Officer
Period of report
Jun 12, 2017
Accepted (ET)
Jun 13, 2017 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 12, 2017 | M | 3,420 | $83.88 | A | 19,670 | D | |
| Common Stock Class A | Jun 12, 2017 | S | 3,420 | $124.9599 | D | 16,250 | D | |
| Common Stock Class A | Jun 12, 2017 | S | 895 | $124.90 | D | 15,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $83.88 | Jun 12, 2017 | M | 3,420 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 3,420 | 0 | D |
Explanation of responses
- F1As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.