SEC Form 4 · accession 0001156375-17-000051
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie Holzrichter
Officer — Sr MD Chief Operating Officer
Period of report
Jun 7, 2017
Accepted (ET)
Jun 8, 2017 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Jun 7, 2017 | M | 4,300 | $110.54 | A | 42,082 | D | |
| Common Stock Class A | Jun 7, 2017 | S | 4,300 | $118.2282 | D | 37,782 | D | |
| Common Stock Class A | Jun 7, 2017 | M | 1,625 | $109.72 | A | 39,407 | D | |
| Common Stock Class A | Jun 7, 2017 | S | 1,625 | $118.2282 | D | 37,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $109.72 | Jun 7, 2017 | M | 1,625 | D | Sep 14, 2012 | Sep 14, 2017 | Common Stock Class A | 1,625 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $110.54 | Jun 7, 2017 | M | 4,300 | D | Jun 15, 2012 | Jun 15, 2017 | Common Stock Class A | 4,300 | 0 | D |
Explanation of responses
- F1As of 9/14/2012, this option vested with respect to 100% of the granted number of shares covered by the option.
- F2As of 6/15/2012, this option vested with respect to 100% of the granted number of shares covered by the option.