SEC Form 4 · accession 0001156375-17-000050
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek Sammann
Officer — Sr MD Gl Hd Comm &Options Prod
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class AF1 | Feb 13, 2017 | G | 200 | $0.00 | D | 31,026 | D | |
| Common Stock Class A | Jun 5, 2017 | M | 2,100 | $110.54 | A | 36,595 | D | |
| Common Stock Class A | Jun 5, 2017 | S | 2,100 | $117.8596 | D | 34,495 | D | |
| Common Stock Class A | holding | — | — | — | 675 | I | by Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $110.54 | Jun 5, 2017 | M | 2,100 | D | Jun 15, 2012 | Jun 15, 2017 | Common Stock Class A | 2,100 | 2,100 | D |
Explanation of responses
- F1On February 13, 2017, the reporting person gifted an aggregate of 200 shares of Class A common stock as a charitable contribution.
- F2As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option.